Senior Associate – IT Risk(Hea Job/ 64)

Summary

The Controls Advisory delivers all project and engagement management phases for multiple clients in various industries. Responsibilities include executing business processes, IT control reviews, and activities related to Sarbanes-Oxley 404 and internal audit control projects.

Responsibilities

• Performing work on SOX 404 engagement: conducting tests of control design and operating effectiveness, ensuring high-quality work through complete and accurate testing documentation.

• Manage a portfolio of engagements by leading a team of Assistant managers, Senior Associates, and Associates/ Analyst

• Ensure the work delivered is high quality through spot checks, periodic reviews, and quality review/ assurance processes. Ensure established turnaround times and the allotted budget are met.

• Assist Associate Directors and Directors in developing new methodologies, internal initiatives, marketing collaterals, business proposals, etc.

Skills

• IT General Controls testing (ITGC), including platforms, ERP applications like SAP and databases for 

i) IT General Controls testing for Internal Audits (IA),

ii) Sarbanes-Oxley (SOX) 302, 404 audits,

iii) Third party reporting e.g., SOC1, SOC2 etc.

iv) Governance, risk, and compliance (GRC)

• Gaining an understanding of the clients' IT applications and infrastructure to determine the effectiveness of the control environment through performing and reviewing process walkthroughs with –

• Experience of Windows, Oracle, SQL, or UNIX environments

• Knowledge of IT industry practice methodologies (e.g., COSO, COBIT, ITIL) is preferable.

• Awareness of internal auditing standards issued by IIA, ICAI & ISACA

• Data analytics support for Internal Audits (IA), Sarbanes-Oxley (SOX) 404 assessments and other advisory services

• Microsoft office tools (Word, Excel, Access, Power point etc.) with demonstrated ability to coach young team members on the respective tools.

Education / Professional Experience/ Qualifications

• 3 to 5 years of post-qualification experience in risk advisory/ related internal audit/ IT SOX audit experience preferably in big 4 or related business experience.

• Certified Information Systems Auditor/ Bachelor of Engineering/ B. Tech/ Master’s in business administration with major in Information Technology & Systems